ROUTES: IVASS TRAINING - IVASS UPDATE - OAM TRAINING - CONSOB
Ivass Thematic Area: LEGAL
Ivass area module: 8. Rules on consumer protection and protection and the Consumer Code
OAM thematic topic: The anti-money laundering and anti-usury regulations.
Consob Thematic Macro Area: RULES AND BEHAVIORS
ESMA criteria point V.III: Letter H.

OBJECTIVES

Il Market Abuse course aims to describe the concept of market abuse, to define its scope, to provide the regulatory framework by distinguishing the different types of illegal conduct

DURATION

2 hours

CONTENTS

MODULE 1 - Market Abuse and the relevant legislation

  • Introduction and objectives of the lesson
  • Birth of the rules on Market Abuse
  • Case: trader manipulates the market, Consob blocks it
  • Field of application
  • Market abuse
  • The abuse of inside information
  • The three configurations of the crime of abuse of privileged information
  • When is information privileged?
  • The insiders
  • Case: Suspicions on the CEO of Industrial Spa, headquarters searched
  • Operational market manipulation
  • False and misleading operations 1/2
  • False and misleading operations 2/2
  • Operations with artifices
  • Case: Positive results for Dolciaria Spa
  • Information manipulation
  • The reference regulatory framework
  • Challenge yourself
  • Prevention and Whistleblowing activities 1/5
  • Prevention and Whistleblowing activities 2/5
  • Prevention and Whistleblowing activities 3/5
  • Prevention and Whistleblowing activities 4/5
  • Prevention and Whistleblowing activities 5/5

Riepilogo

 

MODULE 2 - Market manipulations: prohibited behaviors!

  • Introduction and objectives of the lesson
  • Market manipulation: suspicious behavior
  • Insider trading and market manipulation 1/2
  • Insider trading and market manipulation 2/2
  • Case: race to the bottom
  • False or misleading transactions
  • Case: Bullish influence
  • Operations that fix prices at anomalous or artificial levels 1/2
  • Operations that fix prices at anomalous or artificial levels 2/2
  • Case: “Long” term investment?
  • Operations that use tricks, deceptions or expedients 1/2
  • Operations that use tricks, deceptions or expedients 2/2
  • Case: Relocation
  • Dissemination of false or misleading information through the media
  • Challenge yourself

 Riepilogo

 

TECHNICAL REQUIREMENTS:

 

Acrobat Reader

PDF documents are exported for version 5 but are compatible with later versions of Acrobat Reader released up to the date of update of this file.

Browser

  • Internet Explorer 10
  • Internet Explorer 11
  • Mozilla Firefox
  • Google Chrome

JavaScript enabled

Pop-up blocker disabled

Minimum video resolution

The courses are optimized for a 1024 × 768 display on PCs and tablets of at least 7 inches.

Speakers or headphones (in case of multimedia products)

DATA TRACKING METHOD: SCORM 1.2

CERTIFICATION / CERTIFICATE

Final reports and certificate of use compliant with the provisions of the IVASS Regulation.

DEVELOPMENT TECHNOLOGY:

HTML5

PRODUCED BY:

PIAZZA COPERNICO

Content edited by: Finance & Legal

Teacher: Maurizio Baiguini

COURSE CODE:

 0046_09